Our Servcies
Our professional expertise combined with your goals can ensure success.
Phronesis Services
Our extensive expertise supports post-trade activities for both buy-side and sell-side..
Depo-Lite Oversight
- independent oversight of the depositary functions under AIFMD
- avoiding potential for conflicts of interest in your depositary framework
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AIFM-Advise
Phronesis can elevate your existing operating model to achieve AIFMD compliance:
- Application: supporting the AIFM and its legal advisors with the submission framework
- Framework: aligning/drafting the detailed policies and procedures that underpin the application process
- Implementation: ensuring that the operating model is fit for purpose and capable of meeting regulatory review/scrutiny post application risk management
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Independent Non-Executive Director services
- specialists in risk, valuation and expertise across the full post trade environment
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Risk Management
- design, implementation and review of risk management framework, models, policies and procedures including stress testing and annual reviews for AIFMD and EMIR
- predictive portfolio risk insight and real-time risk monitoring
- in-depth expertise to ensure your risk framework is aligned with your trading strategy, regulatory requirements and fund documentation with support up to Board level
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Valuation
Phronesis can elevate your existing operating model to achieve AIFMD compliance:
- expertise across all asset classes, spanning listed, exchange traded and OTC products (including illiquid and private equity investments)
- independent provision/review of OTC and illiquid valuations on a T 1 basis
- independent member on funds’ internal valuation committee / provision of AIF and AIFM board members with valuation expertise
- Phronesis adds significant transparency, timeliness and robustness to the entire valuation framework instilling investor confidence in the NAV process
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Due diligence
- in-depth operational model review across:
- counter-party network and processes
- your investment policy, strategy and performance
- Phronesis can help mitigate risks, and associated cost, before they become material
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Regulatory compliance
- Significant regulatory change since the credit crisis has wide-ranging implications
- Phronesis can help you to understand and implement the changes required to ensure you maximise opportunities and meet regulatory compliance under AIFMD and EMIR
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Technology
- Alignment of business architecture and IT infrastructure to maximise efficiencies and reduce costs
- Phronesis provides an integrated solution working in partnership with your existing team, delivering subject matter expertise, project management skills and business analysis to reduce the implementation risk of technology changes
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Expert Witness
- Our highly experienced team has advised investment banks, retail banks, brokers, funds and fund managers, investors, auditors, insurers and regulators on complex issues that often arise in disputes, regulatory proceedings and investigations
- Our independent expertise and depth of experience of industry best practise and nuances can add significant value in disputes where the subject matter is of a complex and technical nature
to find out more please contact us